Phong Nha-Ke Bang National Park
The Phong Nha-Ke Bang National Park, inscribed on the World Heritage List in 2003, covered 85,754 hectares. With this extension, the site covers a total surface area of 126,236 hectares (a 46 % increase) and shares a boundary with the Hin Namno Nature Reserve in the Peoples Democratic Republic of Laos. The Park’s landscape is formed by limestone plateaux and tropical forests. It features great geological diversity and offers spectacular phenomena, including a large number of caves and underground rivers. The site harbours a high level of biodiversity and many endemic species. The extension ensures a more coherent ecosystem while providing additional protection to the catchment areas that are of vital importance for the integrity of limestone landscapes.
© UNESCO

Summary
2020 Conservation Outlook
Current state and trend of VALUES
Overall THREATS
Overall PROTECTION and MANAGEMENT
Full assessment
Description of values
Outstanding karst landforms
Scientifically significant caves
Spectacular diversity of cave types
Ongoing development of ecosystems
Habitat diversity
The vast majority (almost 75%) of the Phong Nha-Ke Bang (PNKB) area is covered by tropical dense moist evergreen forest on limestone below 800 m.a.s.l., however, there are another 10 recognized vegetation types including low tropical limestone montane evergreen forest above 800 m.a.s.l., tropical dense moist evergreen forest on hills above 800 m.a.s.l., low tropical montane forest on hills above 800 m.a.s.l., tree/shrub savannah on limestone, tree/shrub savannah on hills, riverine forest, bamboo forest, two types of degraded forest and a small area of cultivated land (State Party of Viet Nam, 2003).
Floral diversity
Significant species of fauna
Assessment information
Biodiversity values of the site, however, are significantly threatened by poverty on the Park boundary and increasing access opportunity via the G20 Road for commercial hunters and forest product gatherers from throughout Viet Nam. Increasing tourism access to remote areas of the site is further disturbing habitat use by significant species of fauna . The reported modification of habitat by free-ranging cattle requires management investigation and intervention.
Of greatest concern is the invasive plant Merremia boisiana, which represents a significant management challenge and a severe threat to the biodiversity of the site, as it covers large areas where it completely smothers other native vegetation. Despite being a native species, Merremia is an invasive species and is causing significant damage to the ecosystem of the site.
Biodiversity is resilient, as witnessed by the recovery of the site’s forests and biodiversity following the damages caused during the War, and fire will generally cause low level, short term impacts on Biodiversity values; and the impacts may be either positive or negative for biodiversity depending on the intensity and frequency of fires.
Climate change may result in more severe drought periods, which would increase the fire intensity risk and increasing tourism access will increase the fire frequency risk.
In its 2019 State of Conservation Report the State Party advises that measures to detect and prevent illegal logging have been highly successful, however, as the population in the buffer zone is noted in the 2018 Reactive Monitoring Mission report (UNESCO and IUCN, 2018) as having grown from 54,000 in 2015 to 70,000 in 2018, there remains an ongoing threat of illegal logging should vigilance by the Management Board decrease.
Population growth in the region is rapid and poverty is widespread, with many people dependent upon the exploitation of forest products as part of their livelihoods (UNEP–WCMC, 2011).
The lack of assured and sustainable income generation activities creates pressure on these communities to exploit resources and values that are sought to be protected through the World Heritage site. The low income of a large number of families living within the buffer zones means that wildlife poaching and other extractive activities will continue until other sustainable opportunities to support livelihoods are assured.
Management policies support local involvement in tourism, enforcement and management of the site and community engagement in management has been strengthened. However, the livelihoods of people in some areas of the buffer zone has not improved so they remain dependent on exploiting the forest in whatever way the can so the threat remains (State Party of Viet Nam, 2019).
It is also discernible that sites managed by the Tourism Centre (which is considered a functional unit of the National Park, but is financially dependent on the Treasury House of the provincial government) follow a strictly business-oriented rather than a conservation-oriented management strategy. Due to the current management structure of the National Park, there are concerns of conflicts of interest between the National Park and the provincial government's interest in developing tourism (IUCN Consultation, 2020b).
A proposed cable car to Hang En, which was a major concern to the 2018 Reactive Monitoring Mission, has since been abandoned (UNESCO, 2019), but the Mission report further notes concern regarding the planned development of mass tourism in the administrative zone and urbanization of the buffer zone. It recommends improvement of the existing and planned tourism product by placing a stronger focus on conservation and education. Of the various recommendations in the 2018 Reactive Monitoring Mission report in regard to visitor management, one of the most significant is its proposal for individual management prescriptions for all caves being accessed for tourism purposes.
There are concerns in terms of the Park’s management structure. While the resources' management lies within the responsibilities of the Management Board of the Park, income from touristic activities and from environmental fees paid by visitors entering the strictly protected zone are administered by the Treasury House of the Province, which then returns revenues to the Park based on budget estimations and conservation proposals made. The Tourism Centre Unit, though functionally under the National Park Management, is however also able to access financing directly with the Treasury House. It is therefore difficult for the National Park Management to control touristic developments in the area, which may be under greater influence of the provincial government (IUCN Consultation, 2020b). Furthermore, the division of the National Park into three different functional zones holds dangers in that touristic developments in the Administrative and Service Area are made justifiable and that these can be facilitated easier (IUCN Consultation, 2020b).
- High Volume tourism;
- Nature and Heritage tourism;
- Strict Ecotourism;
- Community Benefit Tourism;
- Tourism Infrastructure Zone;
and the Plan provides detailed tourism management objectives and requirements for each of these zones. Importantly, each functional area can have one or more tourism use zones and parts not zoned for tourism use at all.
Concerns expressed in previous assessments about effective management have been variably addressed.
In recent years, there has been a strong focus and training and development of FPU staff focusing on practical skills and technology application in forest protection and management and the Management Board has developed local community livelihood supporting initiatives to decrease the pressure of hunting and gathering from the National Park.
At the same time, the Board has developed or permitted the development of a range of additional tourism products within the World Heritage site, including new show caves, adventure caving activities, kayaking and aquatic playgrounds associated with an extensive network of zip-lines and the site has been subject to a dramatic and ongoing increase in tourist arrivals projected to reach 3.5 million by 2030.
The 2018 Reactive Monitoring Mission noted that the development and management of Paradise Cave is in contradiction to the management plan as are the aquatic playgrounds and zip-lines and concluded that there is a lack of human resource in terms of both numbers and capacity of staff to cope with highly complex issues in managing such a large protected area, particularly concerning the balance between the preservation of the site’s OUV and developing sustainable tourism activities. The Mission also concluded that an enhanced awareness of the requirements and obligations of the World Heritage Convention would lead to a better decision-making process and better coordination between national and local authorities within the development co-ordination framework of the site (UNESCO and IUCN, 2018).
In summary, the site represents one of the largest protected karst landscapes in South East Asia. Its boundaries appear to be adequate from an ecological perspective, although the field evaluation concluded that boundaries were difficult to identify on the ground.
Furthermore, the extension of the site improves connectivity with the karst landscape in Lao PDR (IUCN, 2015).
The 2005-2015 Hunting & Wildlife Trade Control Action Plan has lapsed and while there is no available indication that this plan is being replaced with an updated formal agreement. The State Party of Viet Nam in the 2019 State of Conservation Report acknowledged the need for ongoing cooperation with Lao People’s Democratic Republic for the protection of large mammal populations and at its 2019 session, the World Heritage Committee asked the State Party to continue its cooperation with Lao PDR for strengthened preservation of biodiversity in the adjoining Hin Nam No national protected area (UNESCO, 2019).
This is of particular interest when considered in conjunction with Section 1.8.2 of the Strategic Management Plan, which states that ‘nothing in this document is intended to diminish in any way their (ethnic minority groups) rights, either legally recognized or customarily.’
From 2015 to 2018, the population living within the Park and its buffer zone increased from 54,000 to an estimated at 70,000 people, including two villages within the boundaries of the World Heritage site. While some measures have been taken to integrate and improve the livelihoods for local communities and ethnic minorities, some ethnic minorities are now deprived of traditional access to the forest and its resources. Some local communities receive government subsidies to compensate for the loss of access to forest resources, but still suffer food shortages both as a result of access restrictions and the limited availability of agricultural lands which, given the high proportion of local people dependent on agriculture and the increasing demand for food both from a growing population and a growing number of visitors, is a major concern for the community.
An Action Plan, which has engaged local people in systematic patrolling to reduce poaching and other infringements, has been combined with a series of awareness raising activities, such that the number of people involved in the illegal exploitation of natural resources, has decreased while the number of people involved in forest protection has increased.
In parallel with this strategy, the Management Board has implemented various livelihood improvement programmes for villages in the buffer zone by introducing alternative income generating activities such as bee-keeping, animal husbandry, vegetable cultivation, and communal forestry.
The 2018 Reactive Monitoring Mission report notes that all members of the Management Board are government officials and even though many activities for the involvement of local communities have been conducted, there is no formal mechanism in place to ensure the participation of a wider group of stakeholders in the management of the site and makes recommendations to rectify this (UNESCO and IUCN, 2018).
There are also strong cultural and economic ties to populations bordering the National Park on the Lao side. Such communities should also be involved in activities where possible (IUCN Consultation, 2020b).
Despite this, the 2019 State of Conservation report by the State Party also notes that forest fires, which do occur in the site, are mainly due to slash-and-burn agriculture, honey collection and the carelessness of those who engage in illegal tourism activities and that illegal exploitation of NTFPs continues due to high market demand and the lack of employment in parts of the buffer zone (State Party of Viet Nam, 2017 and 2019).
The World Heritage Committee and IUCN have both previously expressed concerns about the threat of road developments in Phong Nha-Ke Bang National Park (Worboys, 2012) and this threat has not been adequately resolved as there has been no documented research to assess the impact of the now completed roadworks.
The serious concern about use of the completed road has been partially resolved by the establishment of a number of ranger stations and checkpoints at key points of the road(s) (State Party of Viet Nam, 2019).
While funding for conservation programmes (in particular invasive species control) is an ongoing concern, there has in recent years been significant investment in staff training and development in the areas of law enforcement and wildlife monitoring, community awareness programmes and commune livelihood improvement (State Party of Viet Nam, 2019). The current annual allocation of funds by the State Party for management of the World Heritage site is unknown. The Master Plan for tourism development until 2030 states a target of 8200 billion VND to be generated from touristic activities in and adjacent to the National Park borders (IUCN Consultation, 2020b).
In 2010, some of the guides and management staff participated in a training and development program at Mulu NP. The effectiveness of such training was not assessed and in 2018 it was noted that 75% of the guides involved were no longer employed in the site and none were working as guides. The training currently provided for guides in the caves of PNKB-NP was variably inadequate to non-existent and this combined with the failure to impart any level of environmental awareness or impose any level of control on visitor behavior in the show-caves is a major threat to the OUV represented in the caves (UNESCO and IUCN, 2018; IUCN Consultation, 2020). There are also concerns about the quality of training provided to obtain a guiding licence (both domestic and international) in the country in general, and extra licences should be needed for guides that enter the Strictly Protected and the Ecological Restoration areas of the National Park (IUCN Consultation, 2020b).
There is yet to be a consistent capacity building effort directed at targeting communities and enabling effective co-management.
From 2015 to 2018 the Board has conducted 25 environmental interpretation sessions for about 700 school students and youth union members in the buffer zone communes in collaboration with village forest protection teams; implemented an education and training programme on nature conservation, developed education skills for teachers and school students in secondary schools in the buffer zone; integrated the knowledge and information about the site into the teaching curriculum for grades 6, 7, and 8; organized writing contests to introduce PNKB NP as a natural World Heritage site promoted the development of school posters for secondary school students in the buffer zone communes; produced and hung 150 panels to communicate the values of forests and call for wildlife protection and forest fire management (State Party of Viet Nam, 2019).
The effectiveness of the activities in imparting a lasting awareness of the site's World Heritage significance among the local and national community is yet to be evaluated.
- a Tourism Monitoring and Management Programme;
- a Site Visitor Management Plan for any cave to be used for tourism activity;
- a water-based tourist product in the park and Buffer Zone;
- a concept plan for tourism operations in the Botanical Garden, Bamboo Valley, the Gao Forest and U Bo Peak;
- interpretation material for the Phong Nha Visitor Centre;
- site-specific interpretation plans and materials for priority sites;
- site interpretation tailored to reach the various audiences that visit the property including the construction of a visitor interpretation centre;
- only allowing guides certified to be knowledgeable about cave protection and safety to lead groups into the caves;
- environmental and social impact assessments together with an impact mitigation plan for any tourism development in the park particularly if the development or activity involves a cave;
- a sustainable project working towards the privatization of the Park’s (2,500 ha) Tourism Centre.
In 2018 (with 75% of the planning period lapsed), progress towards meeting the plan's objective for tourism development is inadequate. Apart from developing the aquatic playground at the Nuoc Moc Eco – trail site and a plan for the development of the Park’s 2,500 ha Tourism Centre, there has been no notable progress in the supervision of tourists in caves, no progress in the training and certification of guides, no progress with or effective application of impact assessments, no individual site management plans and no evidence of adequate interpretation materials. In pursuing the objective that tourism development should support the conservation of the site’s OUV, a key requirement is to establish, on the basis of scientific studies and assessments, a strict upper limit for the number of visitors to each tourism node in the site.
No such studies and assessments have taken place to date, and there is an urgent need to put a cap on visitation before additional tourism products are developed (UNESCO and IUCN, 2018). The development of a mass tourism show-cave (Paradise Cave) in the Strict Ecotourism Zone was inappropriate and its poor management will ultimately result in the same degradation seen in Phong Nha and Tien son caves.
- visitor management/impacts (particularly on caves);
- spread of invasive/alien plant species;
- wildlife monitoring (although this was noted to be in progress);
- capacity building;
- site interpretation and awareness raising (UNESCO and IUCN, 2018).
Subsequent to this report, the State Party submitted the results of a very recent survey, which identified the existence of 6 of 7 important large mammal species within the property and its buffer zone. Tiger, Asiatic Black Bear, Dhole, Gaur, Large antlered Muntjak and Saola populations were noted as being small to very small. The Asian Elephant has disappeared and is unlikely to return due to increasing road traffic (State Party of Viet Nam, 2019).
Apart from the introduction of a structured wildlife monitoring program and the State Party's report on the large mammal survey, the 2018 joint UNESCO-IUCN Reactive Monitoring Mission report notes little change in the status of research activity within the property (UNESCO and IUCN, 2018; State Party of Viet Nam, 2019).
• the demand for illegal timber and non-timber forest products combined with a nearby impoverished community that is willing and able to access the site in order to supply the demand and the improved access to and within the site;
• lack of protection of customary user rights and a clear co-management strategy
(UNEP-WCMC, 2011; Larsen, 2008; Larsen and Nguyen, 2012).
The responsible authority’s capacity to address these threats was rated as low and there was evidence of widespread institutional corruption (Roberton, 2004; Vietnews, 2011). During a 2018 joint UNESCO-IUCN Reactive Monitoring Mission it was noted that the responsible authority, the PNKB NP Management Board, had in the period from 2015 to 2018 taken numerous steps to address the poaching of timber and non-timber forest products including:
• the training and development of staff in detection of infringements, enforcement of regulations and prosecution of offenders;
• implementing strategies to identify incidences of institutional corruption and reluctance to take action against offenders;
• removal of firearms from the buffer zone communes;
• implementing an extensive community awareness programme;
• engaging members of the communes in enforcement and wildlife monitoring patrols within the site;
• developing a strategy to increase community livelihood through various agricultural/silvicultural/tourism activities to reduce dependence on forest products (UNESCO and IUCN, 2018).
The threat of improved access has been addressed by the establishment of Ranger Stations and check-points at key locations on the roads to detect and react to inappropriate use of the roads. These activities have in general been well planned and effectively delivered and results to date are encouraging. However, it is noted that the population of the buffer zone had in the same period increased from 54,000 to 70,000 and while some very good examples of livelihood improvement were observed, there are still parts of the community that have not benefited from change and continue to be dependent on the forest (UNESCO and IUCN, 2018). While enforcement has increased and poaching has reportedly decreased, it is still an ongoing threat. There are ongoing assertions that institutional corruption continues to be a problem (State Party of Viet Nam, 2019).
The issues of customary user rights and a clear co-management strategy have not been addressed. However, the 2018 joint UNESCO-IUCN Reactive Monitoring Mission report notes that the Quang Binh Provincial People’s Committee has indicated that there is a possibility of reviewing the regulations to allow ethnic minorities to continue some customary practices, which should be seen as a positive step forward on this issue (UNESCO and IUCN, 2018).
Additional information
Provision of tourism activities such as boat transport and guide services provide income for buffer zone residents and provision of tourism services such as transport, accommodation, food and beverage supply associated with visitation to the property provides substantial business and employment opportunities within the buffer zone, nearby areas and also within the Provincial city of Dong Hoi.
Pollution within and adjacent to the show caves is an ongoing problem and the business community in the nearby 'Phong Nha Village' are embarking on a strategy to eradicate the use of single-use plastic in the food and beverage services (IUCN Consultation, 2020).
References
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